Compliance Officer AML

Missions and responsibilities

• Conduct Due Diligence Reviews (AML/KYC) for new clients onboarding;
• Assist in the preparation and secretariat of the Business Acceptance Committee;
• Conduct daily client name screening monitoring;
• Participate in the treatment of alerts to be investigated on transaction monitoring (AML/CFT & Market Abuse);
• Support in the preparation and filing of SARs/STRs with the Financial Intelligence Unit;
• Prepare responses to the requests of the authorities (Police, Justice, CRF, etc.);
• Participate in the execution of AML/CFT second line controls, including Quality Assurance reviews for high and very high-risk files subject to periodical KYC review;
• Support in the follow-up of AML/CFT audit and regulatory recommendations;
• Support in the preparation of compliance reporting to the Executive Committee, Board of Directors and to Group Compliance;
• Support in the monitoring of AML/CFT laws and regulations;
• Support in the conduct of AML/CFT trainings;
• Participate in the implementation of local and group compliance projects;
• Promote the Compliance culture within the bank.

Profile

• Master's degree in relevant field (finance, legal …);
• At least 5 years of experience in a Compliance function within the financial sector with strong exposure to Wealth Management industry (Bank or Big 4);
• Good understanding and active knowledge of regulatory environment in Luxembourg;
• Excellent problem-solving and organizational skills;
• Ability to take initiatives and results driven;
• Strong interpersonal, oral and written communication, and influencing skills;
• French, Dutch and English are mandatory.